John TuveCRD Number: 1190043
Current Firm: Tuve Investment Management, Inc.
John Tuve (CRD# 1190043) is an Investment Advisor Representative working at Tuve Investment Management, Inc. in Waterloo, IA and has over 33 years of experience in the finance industry. John Tuve has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Fsb Premier Wealth Management, Inc.
Heartland Financial Services, Ltd.
State Farm Investment Management Corp.
|Tuve Investment Management, Inc.||Waterloo, IA||Aug 2015 - Current||2|
|Purshe Kaplan Sterling Investments||Albany, NY||Aug 2015 - Current||2|
|Tuve Investments||Waterloo, IA||Aug 1982 - Current||35|
|Lpl Financial||Waterloo, IA||Jan 1995 - Aug 2015||20|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1984|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Regulatory Event
Total Assets Under Management104MILLIONS
Total Number of Accounts1,551ACCOUNTS
Average Account Value$67,054
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Pension consulting services