Michael MercurioCRD Number: 1131611
Current Firm: Cetera Advisors LLC
Michael Mercurio (CRD# 1131611) is an Investment Advisor Representative working at Cetera Advisors LLC in Waterloo, IA and has over 33 years of experience in the finance industry. Michael Mercurio has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Fsb Premier Wealth Management, Inc.
Heartland Financial Services, Ltd.
State Farm Investment Management Corp.
|Mercurio Financial Services Inc.||Waterloo, IA||Jan 2016 - Current||< 1|
|Cetera Advisors LLC||Denver, CO||Jan 2013 - Current||3|
|Financial Resource Advisors||Waterloo, IA||Jun 1983 - Current||33|
|Key Financial Services||Waterloo, IA||Jul 1981 - Current||35|
|Multi-financial Securities Corporation||Denver, CO||Apr 1983 - Dec 2012||29|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1983|
Total Assets Under Management9,424MILLIONS
Total Number of Accounts47,356ACCOUNTS
Average Account Value$199,001
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV