Patricia Monat, financial advisor Waterloo IA

Patricia Monat

CRD Number: 1781524
Current Firm: Osaic Wealth, Inc.

Patricia Monat (CRD# 1781524) is an Investment Advisor Representative working at Osaic Wealth, Inc. in Waterloo, IA and has over 36 years of experience in the finance industry. Patricia Monat has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Osaic Wealth, Inc. Jesup, IA Jan 2024 - Current < 1
Pem, LLC Waterloo, IA Jan 2014 - Current 10
St Athanasuis School Endowment Waterloo, IA May 2011 - Current 12
Don Bosco Endowment Fund Waterloo, IA May 2011 - Current 12
National Travelers Life Company Des Moines, IA Jun 1986 - Current 37
Woodbury Financial Services Inc. Waterloo, IA Nov 2017 - Jan 2024 6
Monat Insurance Services Waterloo, IA May 2011 - Dec 2022 11
Sii Investments, Inc. Waterloo, IA Jan 2003 - Nov 2017 14
Monat Financial Services/owner Waterloo, IA Jun 1993 - Nov 2017 24
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1988
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Patricia E. Monat
Phone Number: 800-821-5100 EXT. 5389
Registered State(s):
  • AZ
  • CA
  • FL
  • IL
  • IA
  • MN
  • TX
By the Numbers
  • Total Assets Under Management
    29,536
    MILLIONS
  • Total Number of Accounts
    149,233
    ACCOUNTS
  • Average Account Value
    $197,920
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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