Richard Brandhorst, financial advisor Waterloo IA
96 score

Richard Brandhorst

CRD Number: 1016516
Current Firm: Signator Investors, Inc.

Richard Brandhorst (CRD# 1016516) is an Investment Advisor Representative working at Signator Investors, Inc. in Waterloo, IA and has over 35 years of experience in the finance industry. Richard Brandhorst has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Signator Investors, Inc. Waterloo, IA May 2016 - Current < 1
Transamerica Financial Advisors, Inc. Waterloo, IA Jul 2012 - Current 4
Financial Decisions Group Waterloo, IA Jul 2012 - Current 4
Brandhorst And Associates Dba Waterloo, IA Jul 2012 - Current 4
Iowa Insurance Seminar, LLC Cedar Falls, IA Jul 2012 - Current 4
Transamerica Agency Network Cedar Rapids, IA Jul 2012 - May 2016 3
Community Educators, LLC Bellevue, IA Jul 2012 - Jan 2015 2
Fsb Warner Financial, Inc. Waterloo, IA Oct 2009 - Jul 2012 2
Transamerica Financial Advisors Waterloo, IA Jan 1998 - Oct 2009 11
Financial Decisions Group Waterloo, IA Oct 1996 - Oct 2009 13
Life Investors Waterloo, IA Mar 1987 - Oct 2009 22
Brandhorst & Associates Waterloo, IA May 1983 - Oct 2009 26
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1981
Contact Info for Richard D. Brandhorst
Phone Number: 800-543-6611
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    2,196
    MILLIONS
  • Total Number of Accounts
    25,384
    ACCOUNTS
  • Average Account Value
    $86,500
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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