Richard BrandhorstCRD Number: 1016516
Current Firm: Signator Investors, Inc.
Richard Brandhorst (CRD# 1016516) is an Investment Advisor Representative working at Signator Investors, Inc. in Waterloo, IA and has over 36 years of experience in the finance industry. Richard Brandhorst has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Fsb Premier Wealth Management, Inc.
Heartland Financial Services, Ltd.
Cetera Advisors LLC
|Signator Investors, Inc.||Waterloo, IA||May 2016 - Current||1|
|Transamerica Financial Advisors, Inc.||Waterloo, IA||Jul 2012 - Current||5|
|Financial Decisions Group||Waterloo, IA||Jul 2012 - Current||5|
|Brandhorst And Associates Dba||Waterloo, IA||Jul 2012 - Current||5|
|Iowa Insurance Seminar, LLC||Cedar Falls, IA||Jul 2012 - Current||5|
|Transamerica Agency Network||Cedar Rapids, IA||Jul 2012 - May 2016||3|
|Community Educators, LLC||Bellevue, IA||Jul 2012 - Jan 2015||2|
|Fsb Warner Financial, Inc.||Waterloo, IA||Oct 2009 - Jul 2012||2|
|Transamerica Financial Advisors||Waterloo, IA||Jan 1998 - Oct 2009||11|
|Financial Decisions Group||Waterloo, IA||Oct 1996 - Oct 2009||13|
|Life Investors||Waterloo, IA||Mar 1987 - Oct 2009||22|
|Brandhorst & Associates||Waterloo, IA||May 1983 - Oct 2009||26|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1981|
Total Assets Under Management5,538MILLIONS
Total Number of Accounts29,854ACCOUNTS
Average Account Value$185,489
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY