John NuberCRD Number: 4599530
Current Firm: Rbc Capital Markets, LLC
John Nuber (CRD# 4599530) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Watertown, NY and has over 13 years of experience in the finance industry.
Hightower Advisors, LLC
Rbc Capital Markets, LLC
Northwestern Mutual Investment Services,llc
|Rbc Capital Markets LLC||Watertown, NY||Nov 2011 - Current||5|
|Lincoln Investment Planning, Inc.||Hanover, PA||Apr 2010 - Sep 2011||1|
|Queen Patent Research Corp||New York, NY||Dec 2007 - Mar 2010||2|
|Assent LLC||New York, NY||Mar 2003 - Dec 2007||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2003|
|S65||NASAA Investment Advisors Law Examination||May 2010|
Total Assets Under Management76,274MILLIONS
Total Number of Accounts192,243ACCOUNTS
Average Account Value$396,757
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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