Christopher Markos, financial advisor Waterville ME
93 score

Christopher Markos

CRD Number: 5523951
Current Firm: Investors Capital Advisory

Christopher Markos (CRD# 5523951) is an Investment Advisor Representative working at Investors Capital Advisory in Waterville, ME and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Investors Capital Corporation Lynnfield, MA Sep 2013 - Current 3
Cetera Investment Services St. Cloud, MN Nov 2011 - Sep 2013 1
The Bank Of Maine Gardiner, ME Apr 2008 - Sep 2013 5
Sorrento Pacific Financial, LLC San Diego, CA Apr 2008 - Nov 2011 3
Hannaford Bros Co Scarborough, ME Apr 2007 - Apr 2008 1
Td Banknorth Lewiston, ME Aug 2004 - Apr 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2008
Contact Info for Christopher A. Markos
Phone Number: 800-949-1422
Registered State(s):
  • ME
By the Numbers
  • Total Assets Under Management
    1,571
    MILLIONS
  • Total Number of Accounts
    7,960
    ACCOUNTS
  • Average Account Value
    $197,401
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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