Kathryn BrannCRD Number: 6343404
Current Firm: Lpl Financial LLC
Kathryn Brann (CRD# 6343404) is an Investment Advisor Representative working at Lpl Financial LLC in Waterville, ME and has over 2 years of experience in the finance industry. Kathryn Brann has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Lasalle St. Investment Advisors, LLC
Lpl Financial LLC
Lpl Financial LLC
|Lpl Financial LLC||Waterville, ME||Apr 2019 - Current||2|
|Stone Coast Fund Services||Portland, ME||Jun 2016 - Apr 2019||2|
|Boston University||Boston, MA||Jun 2012 - Jun 2016||4|
|Lpl Financial LLC||Waterville, ME||May 2014 - Sep 2014||< 1|
|Messalonskee High School||Oakland, ME||Apr 2009 - Jun 2012||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2019|
Total Assets Under Management268,834MILLIONS
Total Number of Accounts1,055,189ACCOUNTS
Average Account Value$254,773
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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