Daniel RosenbergCRD Number: 1795770
Current Firm: Stadion Money Management, LLC
Daniel Rosenberg (CRD# 1795770) is an Investment Advisor Representative working at Stadion Money Management, LLC in Watkinsville, GA and has over 26 years of experience in the finance industry.
|Marathon Financial Services Inc.||Watkinsville, GA||Apr 2013 - Current||3|
|Alps Distributors, Inc.||Denver, CO||Apr 2013 - Current||3|
|Stadion Money Management, LLC||Watkinsville, GA||Mar 2012 - Apr 2013||1|
|Mutual Of Omaha Investor Services, Inc.||Omaha, NE||Oct 2011 - Apr 2013||1|
|Eagle Strategies LLC||Arvada, CO||Nov 2010 - Aug 2011||< 1|
|New York Life Insurance Company||Arvada, CO||Oct 2010 - Aug 2011||< 1|
|Nylife Securities LLC||Arvada, CO||Oct 2010 - Aug 2011||< 1|
|Advisor Solutions, LLC||Boulder, CO||Oct 2009 - Oct 2010||1|
|Windsor Capital Management, LLC||Phoenix, AZ||Jun 2009 - Sep 2009||< 1|
|Fidelity Brokerage Services LLC||Broomfield, CO||May 2007 - Apr 2009||1|
|Fidelity Investments||Boca Raton, FL||Apr 2007 - Apr 2009||2|
|Rosenberg Financial Services, Inc.||Weston, FL||Aug 2005 - Apr 2007||1|
|Vantage Securities||Raleigh, NC||Jul 2006 - Sep 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1990|
|S65||NASAA Investment Advisors Law Examination||Jul 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Customer Dispute
Total Assets Under Management3,736MILLIONS
Total Number of Accounts104,029ACCOUNTS
Average Account Value$35,918
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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