Daniel Rosenberg, financial advisor Watkinsville GA
71 score

Daniel Rosenberg

CRD Number: 1795770
Current Firm: Stadion Money Management, LLC

Daniel Rosenberg (CRD# 1795770) is an Investment Advisor Representative working at Stadion Money Management, LLC in Watkinsville, GA and has over 26 years of experience in the finance industry.

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Company Name Location Dates Years
Marathon Financial Services Inc. Watkinsville, GA Apr 2013 - Current 3
Alps Distributors, Inc. Denver, CO Apr 2013 - Current 3
Stadion Money Management, LLC Watkinsville, GA Mar 2012 - Apr 2013 1
Mutual Of Omaha Investor Services, Inc. Omaha, NE Oct 2011 - Apr 2013 1
Eagle Strategies LLC Arvada, CO Nov 2010 - Aug 2011 < 1
New York Life Insurance Company Arvada, CO Oct 2010 - Aug 2011 < 1
Nylife Securities LLC Arvada, CO Oct 2010 - Aug 2011 < 1
Advisor Solutions, LLC Boulder, CO Oct 2009 - Oct 2010 1
Windsor Capital Management, LLC Phoenix, AZ Jun 2009 - Sep 2009 < 1
Fidelity Brokerage Services LLC Broomfield, CO May 2007 - Apr 2009 1
Fidelity Investments Boca Raton, FL Apr 2007 - Apr 2009 2
Rosenberg Financial Services, Inc. Weston, FL Aug 2005 - Apr 2007 1
Vantage Securities Raleigh, NC Jul 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1990
S65 NASAA Investment Advisors Law Examination Jul 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Daniel H. Rosenberg
Phone Number: 706-583-5144
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    3,736
    MILLIONS
  • Total Number of Accounts
    104,029
    ACCOUNTS
  • Average Account Value
    $35,918
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
71

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