Barton HarterCRD Number: 1889206
Current Firm: Global View Capital Management, Ltd
Barton Harter (CRD# 1889206) is an Investment Advisor Representative working at Global View Capital Management, Ltd in Waukesha, WI and has over 28 years of experience in the finance industry.
Financial Service Group Inc.
Fortress Planning Group
Cedarpoint Investment Advisors, Inc.
|Global View Capital Management, Ltd.||Waukesha, WI||Jun 2014 - Current||3|
|Global View Capital Insurance, Ltd.||Waukesha, WI||Jun 2014 - Current||3|
|Purshe Kaplan Sterling Investments||Albany, NY||Nov 2014 - Aug 2015||< 1|
|Cetera Advisor Networks LLC||El Segundo, CA||Jan 2013 - May 2014||1|
|Financial Network||El Segundo, CA||Aug 2012 - Dec 2012||< 1|
|Fsc Securities Corporation||Oconomowoc, WI||May 2003 - Aug 2012||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1988|
|S66||NASAA Uniform Combined State Law Examination||Jun 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Regulatory Event
Total Assets Under Management257MILLIONS
Total Number of Accounts6,000ACCOUNTS
Average Account Value$42,794
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Selection of other advisers (including private fund managers)
AK, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KY, MA, MD, ME, MI, MN, MO, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV
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