Barton Harter, financial advisor Waukesha WI
63 score

Barton Harter

CRD Number: 1889206
Current Firm: Global View Capital Management, Ltd

Barton Harter (CRD# 1889206) is an Investment Advisor Representative working at Global View Capital Management, Ltd in Waukesha, WI and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Global View Capital Management, Ltd. Waukesha, WI Jun 2014 - Current 2
Global View Capital Insurance, Ltd. Waukesha, WI Jun 2014 - Current 2
Purshe Kaplan Sterling Investments Albany, NY Nov 2014 - Aug 2015 < 1
Cetera Advisor Networks LLC El Segundo, CA Jan 2013 - May 2014 1
Financial Network El Segundo, CA Aug 2012 - Dec 2012 < 1
Fsc Securities Corporation Oconomowoc, WI May 2003 - Aug 2012 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1988
S66 NASAA Uniform Combined State Law Examination Jun 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Barton L. Harter
Phone Number: 262-650-1030
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    257
    MILLIONS
  • Total Number of Accounts
    6,000
    ACCOUNTS
  • Average Account Value
    $42,794
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KY, MA, MD, ME, MI, MN, MO, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
63

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