James CroninCRD Number: 1200968
Current Firm: Nfp Advisor Services, LLC
James Cronin (CRD# 1200968) is an Investment Advisor Representative working at Nfp Advisor Services, LLC in Waukesha, WI and has over 19 years of experience in the finance industry.
Financial Service Group Inc.
Fortress Planning Group
Cedarpoint Investment Advisors, Inc.
|Kestra Financial Services, Inc.||Austin, TX||Apr 2016 - Current||< 1|
|Investors Capital Corporation||Lynnfield, MA||Mar 2009 - Current||7|
|Nfp Securities, Inc.||Austin, TX||Dec 2015 - Apr 2016||< 1|
|Ubs Financial Services Inc.||New York, NY||May 1997 - Mar 2009||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1997|
|S65||NASAA Investment Advisors Law Examination||Jul 1997|
Total Assets Under Management12,254MILLIONS
Total Number of Accounts54,412ACCOUNTS
Average Account Value$225,208
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV