Lori EwanCRD Number: 1964716
Current Firm: Thrivent Investment Management Inc.
Lori Ewan (CRD# 1964716) is an Investment Advisor Representative working at Thrivent Investment Management Inc. in Waukesha, WI and has over 27 years of experience in the finance industry. Lori Ewan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Financial Service Group Inc.
Fortress Planning Group
Cedarpoint Investment Advisors, Inc.
|Thrivent Financial For Lutherans||Appleton, WI||Nov 2013 - Current||3|
|Thrivent Investment Management Inc.||Waukesha, WI||Aug 2013 - Current||3|
|Thrivent Financial For Lutherans||Appleton, WI||Aug 2013 - Nov 2013||< 1|
|Unemployed||Sussex, WI||Sep 2012 - Aug 2013||< 1|
|Bmo Harris Financial Advisors, Inc.||West Bend, WI||Aug 2012 - Aug 2012||< 1|
|Bmo Harris Financial Advisors, Inc.||West Bend, WI||Oct 1997 - Aug 2012||14|
|M&i Brokerage Services, Inc.||Menomonce Falls, WI||Oct 1997 - Jul 2011||13|
|M&i Brokerage Services, Inc.||Menomonce Falls, WI||Oct 1997 - Jan 2007||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1989|
|S65||NASAA Investment Advisors Law Examination||Sep 1996|
Total Assets Under Management8,027MILLIONS
Total Number of Accounts36,119ACCOUNTS
Average Account Value$222,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV