Puthan VijayanCRD Number: 1994581
Current Firm: Packerland Brokerage Services, Inc.
Puthan Vijayan (CRD# 1994581) is an Investment Advisor Representative working at Packerland Brokerage Services, Inc. in Waukesha, WI and has over 28 years of experience in the finance industry.
Financial Service Group Inc.
Fortress Planning Group
Cedarpoint Investment Advisors, Inc.
|Packerland Brokerage Services Inc.||Green Bay, WI||Jun 2010 - Current||7|
|Securities Service Network, Inc.||Milwaukee, WI||Dec 1999 - May 2010||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1989|
|S65||NASAA Investment Advisors Law Examination||Apr 2000|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management155MILLIONS
Total Number of Accounts1,130ACCOUNTS
Average Account Value$137,435
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AZ, CA, CO, FL, IA, IL, IN, KS, MA, MI, MN, MO, MT, NC, ND, NJ, NV, NY, OH, OR, PA, SC, TN, TX, UT, VA, WI