Thomas Peterson, financial advisor Waukesha WI
93 score

Thomas Peterson

CRD Number: 4552478
Current Firm: Investors Advisory Group, LLC

Thomas Peterson (CRD# 4552478) is an Investment Advisor Representative working at Investors Advisory Group, LLC in Waukesha, WI and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Waukesha, WI Jan 2011 - Current 5
Investors Advisory Group LLC Waukesha, WI Jan 2011 - Current 5
Woodbury Financial Elm Grove, WI Aug 2002 - Jan 2011 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2002
S65 NASAA Investment Advisors Law Examination Oct 2004
Contact Info for Thomas L. Peterson
Phone Number: 262/446-8150
Registered State(s):
  • TX
  • WI
By the Numbers
  • Total Assets Under Management
    606
    MILLIONS
  • Total Number of Accounts
    5,600
    ACCOUNTS
  • Average Account Value
    $108,149
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

TX, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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