Thomas PortzCRD Number: 1218627
Current Firm: Sterling Capital Management Inc.
Thomas Portz (CRD# 1218627) is an Investment Advisor Representative working at Sterling Capital Management Inc. in Waukesha, WI and has over 33 years of experience in the finance industry. Thomas Portz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Financial Service Group Inc.
Fortress Planning Group
Cedarpoint Investment Advisors, Inc.
|Lumineux Corporation||Waukesha, WI||Jan 2008 - Current||9|
|Sterling Financial Inc.||Brookfield, WI||Sep 1997 - Current||19|
|Oxbridge Marketing||Waukesha, WI||Nov 1970 - Current||46|
|Meritus Financial Group Inc.||Elgin, IL||Aug 2009 - Feb 2010||< 1|
|Waterstone Financial Group, Inc.||Itasca, IL||Oct 2002 - Aug 2009||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1983|
Total Assets Under Management155MILLIONS
Total Number of Accounts329ACCOUNTS
Average Account Value$472,500
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)