Dennis McCarville, financial advisor Wausau WI
83 score

Dennis McCarville

CRD Number: 1340916
Current Firm: Hermening Financial Group LLC

Dennis McCarville (CRD# 1340916) is an Investment Advisor Representative working at Hermening Financial Group LLC in Wausau, WI and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
First Allied Advisory Services, Inc. Wisconsin Rapids, WI Feb 2010 - Current 6
Hermening Advisory Services LLC Wisconsin Rapids, WI Feb 2010 - Current 6
First Allied Securities, Inc. Wausau, WI Jan 2010 - Current 6
Midwest Professional Planners, Ltd. Wisconsin Rapids, WI Feb 2004 - Jan 2010 5
Midwest Professional Planners, Ltd. Wisconsin Rapids, WI Oct 2003 - Jan 2010 6
Axa Advisors, LLC Wisconsin Rapids, WI Jan 2000 - Jan 2010 10
Axa Equitable Life Insurance Company Wisconsin Rapids, WI Jan 1985 - Jan 2010 25
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1986
S65 NASAA Investment Advisors Law Examination Sep 2001
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Dennis J. McCarville
Phone Number: 715-842-1916
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    96
    MILLIONS
  • Total Number of Accounts
    918
    ACCOUNTS
  • Average Account Value
    $104,104
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

FL, MN, OH, TX, WI

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BADGES
83

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