Kevin Hermening, financial advisor Wausau WI

Kevin Hermening

CRD Number: 2070967
Current Firm: Ameriprise Financial Services, LLC

Kevin Hermening (CRD# 2070967) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Wausau, WI and has over 33 years of experience in the finance industry. Kevin Hermening has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Ameriprise Financial Services, LLC Wausau, WI Mar 2020 - Current 4
Ameriprise Financial Services Inc. Wausau, WI Apr 2018 - Current 5
First Allied Securities, Inc. Green Bay, WI May 2008 - Apr 2018 9
First Allied Advisory Services, Inc. Wausau, WI May 2008 - Apr 2018 9
Hermening Advisory Services LLC Wausau, WI Feb 2005 - Apr 2018 13
Hermening Financial Group, LLC Wausau, WI Sep 1993 - Apr 2018 24
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1990
S65 NASAA Investment Advisors Law Examination Dec 2004
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Kevin J. Hermening
Phone Number: 612-671-3131
Firm Website: http://ameriprise.com
Registered State(s):
  • TX
  • WI
By the Numbers
  • Total Assets Under Management
    414,380
    MILLIONS
  • Total Number of Accounts
    1,953,584
    ACCOUNTS
  • Average Account Value
    $212,113
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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