Patricia BakerCRD Number: 1861706
Current Firm: Bmo Harris Financial Advisors, Inc.
Patricia Baker (CRD# 1861706) is an Investment Advisor Representative working at Bmo Harris Financial Advisors, Inc. in Wausau, WI and has over 19 years of experience in the finance industry. Patricia Baker has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Northwestern Mutual Investment Services,llc
Associated Retirement Planners, Inc.
|Bmo Harris Bank||Wausau, WI||Aug 2012 - Current||4|
|Bmo Harris Financial Advisors, Inc.||Wausau, WI||Aug 2012 - Dec 2012||< 1|
|M&i Brokerage Services||Wausau, WI||Apr 2007 - Aug 2012||5|
|Associated Investment Services, Inc. (aff. Of Assoc. Trust Company)||Wausau, WI||Oct 1995 - Apr 2007||11|
|Associated Trust Company (affiliate Of Associated Invest. Serv)||Wausau, WI||Oct 1995 - Apr 2007||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1996|
Total Assets Under Management11,801MILLIONS
Total Number of Accounts119,705ACCOUNTS
Average Account Value$98,584
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, VI, VT, WA, WI, WV