Steven Simons (CRD# 6532156) is an Investment Advisor Representative working at Thrivent Investment Management Inc. in Montello, WI and has over 8 years of experience in the finance industry.
CRD# 5078644
Ameriprise Financial Services, LLC
CRD# 5771498
Lpl Financial LLC
CRD# 4925267
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Thrivent Financial | Appleton, WI | Jan 2016 - Current | 8 |
| Thrivent Investment Management Inc. | Montello, WI | Aug 2015 - Current | 8 |
| Thrivent Financial | Appleton, WI | Oct 2015 - Jan 2016 | < 1 |
| Divine Savior Healthcare | Wautoma, WI | Aug 2012 - Sep 2015 | 3 |
| Self Employeed | Wautoma, WI | Sep 2006 - Sep 2015 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2015 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2017 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- WI
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Total Assets Under Management14,814MILLIONS
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Total Number of Accounts42,439ACCOUNTS
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Average Account Value$349,060
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
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