James Cunningham, financial advisor Wauwatosa WI
97 score

James Cunningham

CRD Number: 6087171
Current Firm: Pnc Investments
Compensation Model: Both

James "Jay" Cunningham (CRD# 6087171) is an Investment Advisor Representative working at PNC Investments in Wauwatosa, WI and has over 3 years of experience in the finance industry.

 

Jay earned a bachelor's degree in economics and a minor in business from Texas A&M University.

 

As a Financial Advisor with PNC Investments, Jay is dedicated to helping individuals and businesses develop financial and investment strategies that line up with their needs, goals, and risk tolerance. Having obtained the Chartered Mutual Fund Counselor (CMFC®) designation Jay's mission is to provide every client with targeted, comprehensive financial advice delivered with the highest level of personal service and professional integrity using resources from investments, banking, and insurance.

Away from the office, Jay enjoys playing golf, hiking, kayaking, shooting sporting clays, and reading.  Jay and his wife, Melissa Cunningham live in Germantown WI, where they attend LifeChurch and are actively involved in the community.

CONTACT
Similar Advisors
Justus Morgan, financial advisor Wauwatosa WI
Justus Morgan
CRD# 4697511
Financial Service Group Inc.
Score
103
Similar Advisors
Scott Wellens, financial advisor Wauwatosa WI
Scott W. Wellens
CRD# 5923727
Fortress Planning Group
Score
103
Similar Advisors
Daniel Wilson, financial advisor Wauwatosa WI
Daniel W. Wilson
CRD# 2810851
Cedarpoint Investment Advisors, Inc.
Score
101
Professional Designations
Company Name Location Dates Years
Pnc Investments Brookfield, WI Jan 2015 - Current 1
Wells Fargo Fund Distributor, LLC Menomonee Falls, WI May 2013 - Jan 2015 1
Bank Of America, N.a. Waukesha, WI Dec 2012 - May 2013 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Waukesha, WI Jun 2012 - May 2013 < 1
Pinnacle Security Grand Prairie, TX Mar 2011 - Oct 2011 < 1
Elite Security Grand Prairie, TX Nov 2009 - Mar 2011 1
Texas A&m University College Station, TX May 2007 - May 2010 3
Exam Code Name Passed Date
S7 General Securities Representative Examination (GS) Aug 2012
S66 NASAA Uniform Combined State Law Examination Sep 2012
Contact Info for James C. Cunningham
Phone Number: (414) 744-2021
Firm Website: http://www.pnc.com
Registered State(s):
  • WI
  • FL
  • IL
By the Numbers
  • Total Assets Under Management
    11,195
    MILLIONS
  • Total Number of Accounts
    78,826
    ACCOUNTS
  • Average Account Value
    $142,023
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Firm Disclaimer:

Not FDIC Insured - Not Bank Guaranteed - Not A Deposit - Not Insured by Any Federal Government Agency - May Lose Value

 

Ready to hire a financial advisor? Get competitive proposals from James Cunningham and other advisors.
BADGES
97
Verified Page
Data verified by both the advisor and the public regulatory data.
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.