Gregory PiehlCRD Number: 1956265
Current Firm: Edward Jones
Gregory Piehl (CRD# 1956265) is an Investment Advisor Representative working at Edward Jones in Waverly, IA and has over 8 years of experience in the finance industry.
Fsb Premier Wealth Management, Inc.
Heartland Financial Services, Ltd.
State Farm Investment Management Corp.
|Edward Jones||St Louis, MO||Jun 2009 - Current||7|
|Fsb Warner Financial||Waterloo, IA||Apr 2008 - Jun 2009||1|
|Nylife Securities||Cedar Rapids, IA||Aug 2003 - Jun 2009||5|
|Unemployed||Waverly, IA||Feb 2008 - Apr 2008||< 1|
|Mudd Advertising||Cedar Falls, IA||Oct 2007 - Feb 2008||< 1|
|Unemployed||Waverly, IA||Sep 2007 - Oct 2007||< 1|
|He Iowa Partnership||Waverly, IA||Apr 2006 - Sep 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2008|
|S66||NASAA Uniform Combined State Law Examination||Jun 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management140,424MILLIONS
Total Number of Accounts777,048ACCOUNTS
Average Account Value$180,715
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV