William SpencerCRD Number: 3153663
Current Firm: Cuna Brokerage Services, Inc.
William Spencer (CRD# 3153663) is an Investment Advisor Representative working at Cuna Brokerage Services, Inc. in Waverly, IA and has over 17 years of experience in the finance industry.
Fsb Premier Wealth Management, Inc.
Heartland Financial Services, Ltd.
State Farm Investment Management Corp.
|Cuna Brokerage Services, Inc.||Waverly, IA||May 2009 - Current||7|
|Cuna Mutual Insurance Society||Waverly, IA||Jul 2008 - Current||8|
|Guaranty Brokerage Services, Inc.||St. Cloud, MN||Jul 2001 - May 2008||6|
|Guaranty Federal Bank||San Antonio, TX||Dec 2000 - May 2008||7|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Sep 2013|
|S63||Uniform Securities State Law Examination||Oct 1999|
Total Assets Under Management1,331MILLIONS
Total Number of Accounts6,286ACCOUNTS
Average Account Value$211,803
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV