Gregory Smith, financial advisor Waxhaw NC
93 score

Gregory Smith

CRD Number: 1252027
Current Firm: Innovation Partners LLC

Gregory Smith (CRD# 1252027) is an Investment Advisor Representative working at Innovation Partners LLC in Waxhaw, NC and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Innovation Partners LLC Matthews, NC Oct 2013 - Current 3
Stewardship Asset Management Bonita Springs, FL Apr 2013 - Current 3
Immerson Investment Group Waxhaw, NC Nov 2009 - Current 7
First Legacy Adviosrs Charlotte, NC May 2009 - Nov 2009 < 1
Tiaa-cref Individual & Institutional Services, LLC Charlotte, NC Jun 2005 - May 2009 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1986
S65 NASAA Investment Advisors Law Examination Apr 1996
Contact Info for Gregory E. Smith
Phone Number: 704-708-5461
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    50
    MILLIONS
  • Total Number of Accounts
    368
    ACCOUNTS
  • Average Account Value
    $134,605
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AR, AZ, CA, CO, CT, FL, GA, ID, IN, LA, MA, MI, MN, MO, MT, NC, ND, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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