Brian Kraus (CRD# 4369838) is an Investment Advisor Representative working at Hartford Funds in Wayne, PA and has over 22 years of experience in the finance industry.
CRD# 2972218
Lpl Financial LLC
CRD# 4498867
Raymond James Financial Services Advisors, Inc.
CRD# 6180296
Oppenheimer & Company Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Hartford Funds Distributors, LLC | Wayne, PA | Mar 2015 - Current | 9 |
| Hartford Funds Management Company, LLC | Wayne, PA | Mar 2015 - Current | 9 |
| Bank Of New York Mellon | New York, NY | Jan 2013 - Mar 2015 | 2 |
| Pershing LLC | King Of Prussia, PA | Sep 2011 - Mar 2015 | 3 |
| Lockwood Advisors Inc. | King Of Prussia, PA | Sep 2011 - Mar 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jun 2001 |
- PA
-
Total Assets Under Management128,835MILLIONS
-
Total Number of Accounts77ACCOUNTS
-
Average Account Value$1,673,179,390
- A percentage of assets under your management
- Other
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)
- Other
CA, CO, CT, FL, GA, IL, IN, LA, MA, MD, MI, MN, NH, NJ, NY, OH, PA, SC, TX, WA, WI, WV
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