Matthew ThomasCRD Number: 6399730
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Matthew Thomas (CRD# 6399730) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Wayne, PA and has over 2 years of experience in the finance industry.
Clothier Springs Capital Management, LLC
Cypress Financial Planning
Academy Wealth Advisers, LLC
|Bank Of America, N.a.||Wayne, PA||Mar 2015 - Current||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Wayne, PA||Sep 2014 - Current||2|
|N/a||Philadelphia, PA||Jun 2014 - Sep 2014||< 1|
|Pennsylvanians For Modern Courts||Philadelphia, PA||Jan 2014 - Jun 2014||< 1|
|Ups||Philadelphia, PA||Dec 2013 - Jan 2014||< 1|
|N/a||Philadelphia, PA||May 2013 - Dec 2013||< 1|
|Philadelphia District Attorney's Office||Philadelphia, PA||Jan 2013 - May 2013||< 1|
|Temple University Beasley School Of Law||Philadelphia, PA||Aug 2012 - May 2013||< 1|
|Superior Court Of Pennsylvania||Philadelphia, PA||Jun 2012 - Aug 2012||< 1|
|Temple University Beasley School Of Law||Philadelphia, PA||Aug 2011 - Jun 2012||< 1|
|Temple University Beasley School Of Law||Philadelphia, PA||Jul 2011 - Sep 2011||< 1|
|Temple University Beasley School Of Law||Philadelphia, PA||Aug 2010 - Jul 2011||< 1|
|Law Offices Of Thomas Hardy||Philadelphia, PA||Feb 2011 - Jun 2011||< 1|
|University Of South Carolina Department Of Athletics||Columbia, SC||Jan 2009 - Aug 2010||1|
|Harvard University Department Of Athletics||Cambridge, MA||Mar 2008 - Jan 2009||< 1|
|Harvard College||Cambridge, MA||Aug 2007 - Mar 2008||< 1|
|Food Pro||Frederick, MD||Jan 2007 - Aug 2007||< 1|
|N/a||Mount Airy, MD||Jun 2006 - Jan 2007||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2015|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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