Douglas SheltonCRD Number: 1105960
Current Firm: H.d. Vest Advisory Services, Inc.
Douglas Shelton (CRD# 1105960) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Weatherford, TX and has over 26 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
Robert W. Baird & Company Incorporated
Phillips Ray Capital Management, Inc.
|H.d. Vest Advisory Services||Weatherford, TX||Mar 1996 - Current||20|
|H.d. Vest Investment Services||Weatherford, TX||Jul 1992 - Current||24|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1990|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management9,187MILLIONS
Total Number of Accounts50,531ACCOUNTS
Average Account Value$181,805
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV