Cheryl CiagliaCRD Number: 1295357
Current Firm: Independent Solutions Wealth Management, LLC
Cheryl Ciaglia (CRD# 1295357) is an Investment Advisor Representative working at Independent Solutions Wealth Management, LLC in Webster, NY and has over 33 years of experience in the finance industry.
Wall Street Financial Group, Inc.
American Portfolios Advisors, Inc.
Sage, Rutty & Company, Inc.
|Peak Brokerage Services, LLC||Palm Beach Gardens, FL||Nov 2017 - Current||< 1|
|Blackridge Asset Management LLC||Williamsville, NY||Nov 2017 - Current||< 1|
|Next Financial Group, Inc.||Webster, NY||Jan 2005 - Oct 2017||12|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Sep 2014|
|S63||Uniform Securities State Law Examination||Sep 1984|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management260MILLIONS
Total Number of Accounts2,244ACCOUNTS
Average Account Value$116,043
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AZ, CA, CO, FL, IL, LA, MN, NC, NH, NJ, NY, OH, PA, SC, TN, TX, VA