Mark AdamskiCRD Number: 1443209
Current Firm: Cadaret Grant & Co Inc.
Mark Adamski (CRD# 1443209) is an Investment Advisor Representative working at Cadaret Grant & Co Inc. in Webster, NY and has over 30 years of experience in the finance industry.
Wall Street Financial Group, Inc.
American Portfolios Advisors, Inc.
Sage, Rutty & Company, Inc.
|Neubert Financial Services, Inc.||Webster, NY||Sep 2013 - Current||3|
|Cadaret, Grant & Company, Inc.||Webster, NY||Sep 2013 - Current||3|
|Cambridge Investment Research Advisors, Inc.||Fairfield, IA||Jul 2011 - Aug 2013||2|
|Cambridge Investment Research, Inc.||Fairfield, IA||Jul 2011 - Aug 2013||2|
|Ferron/norris||Rochester, NY||Jul 2009 - Aug 2013||4|
|Ensembel Financial Services||Rochester, NY||Dec 2003 - Jul 2011||7|
|Rdua||Rochester, NY||Apr 2004 - Sep 2010||6|
|Friga Financial||Rochester, NY||Dec 2003 - Jun 2009||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1986|
|S65||NASAA Investment Advisors Law Examination||Oct 2010|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Regulatory Event
Total Assets Under Management3,475MILLIONS
Total Number of Accounts18,688ACCOUNTS
Average Account Value$185,929
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV