John SaglianoCRD Number: 6065414
Current Firm: Ubs Financial Services Inc.
John Sagliano (CRD# 6065414) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Weehawken, NJ and has over 2 years of experience in the finance industry.
Legacy Care Wealth, LLC
Altium Wealth Management LLC
Axa Advisors, LLC
|Ubs Financial Services Inc.||Weehawken, NJ||Aug 2013 - Current||3|
|Mattoni Group||Miami, FL||May 2013 - Jul 2013||< 1|
|Leon, Mayer And Company||Miami, FL||Aug 2012 - May 2013||< 1|
|Ruffalo Cody||Coral Gables, FL||Aug 2012 - May 2013||< 1|
|University Of Miami||Miami, FL||Aug 2009 - May 2013||3|
|Ubs||Weehawken, NJ||May 2012 - Aug 2012||< 1|
|University Of Miami||Coral Gables, FL||Jan 2012 - May 2012||< 1|
|Sikorsky Aircraft||Stratford, FL||Dec 2011 - Jan 2012||< 1|
|University Of Miami||Coral Gables, FL||Aug 2011 - Dec 2011||< 1|
|Sikorsky Aircraft||Stratford, CT||May 2011 - Aug 2011||< 1|
|University Of Miami||Coral Gables, FL||Jan 2011 - May 2011||< 1|
|Sikorsky Aircraft||Stratford, CT||Dec 2010 - Jan 2011||< 1|
|University Of Miami||Coral Gables, FL||Aug 2010 - Dec 2010||< 1|
|Sikorsky Aircraft||Stratford, CT||May 2010 - Aug 2010||< 1|
|University Of Miami||Coral Gables, FL||Jan 2010 - May 2010||< 1|
|Shaw's Supermarket||Southbury, CT||Dec 2009 - Jan 2010||< 1|
|University Of Miami||Coral Gables, FL||Aug 2009 - Dec 2009||< 1|
|Dunkin Donuts||Seymour, FL||Jun 2008 - Aug 2009||1|
|Shaw's Supermarket||Southbury, FL||May 2008 - Aug 2009||1|
|St. Joseph High School||Trumbull, CT||Aug 2005 - May 2009||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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