Ralph Hughes, financial advisor Hickory NC

Ralph Hughes

CRD Number: 3084896
Current Firm: Ally Invest Advisors

Ralph Hughes (CRD# 3084896) is an Investment Advisor Representative working at Ally Invest Advisors in Hickory, NC and has over 25 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Ally Invest Securities LLC Charlotte, NC Dec 2022 - Current 1
Ally Invest Advisors Charlotte, NC May 2021 - Current 2
Unemployed Hickory, NC Jan 2021 - May 2021 < 1
Td Ameritrade Hickory, NC Jan 2019 - Jan 2021 2
Lpl Financial Weeki Wachee, FL Jun 2012 - Jan 2019 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1998
S66 NASAA Uniform Combined State Law Examination Sep 2006
Contact Info for Ralph E. Hughes
Phone Number: 855-880-2559
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    1,128
    MILLIONS
  • Total Number of Accounts
    70,547
    ACCOUNTS
  • Average Account Value
    $15,984
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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