John FieldsCRD Number: 4612745
Current Firm: Northwestern Mutual Investment Services,llc
John Fields (CRD# 4612745) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Wellesley, MA and has over 13 years of experience in the finance industry.
Walnut Hill Advisors, LLC
|The Kraft Group||Foxboro, MA||Aug 2015 - Current||1|
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Oct 2013 - Current||3|
|Northwestern Mutual Investment Services, LLC||Wellesley, MA||Oct 2013 - Current||3|
|Robert Frieling||Wellesley, MA||Feb 2013 - Current||3|
|Northwestern Mutual Investment Services, LLC||Wellesley, MA||Dec 2012 - Current||3|
|Paul S Stadfeld||Wellesley, MA||Feb 2013 - Feb 2013||< 1|
|Timothy Diminico||Wellesley, MA||Feb 2013 - Feb 2013||< 1|
|Jeffrey Daw||Wellesley, MA||Feb 2013 - Feb 2013||< 1|
|Peter Milillo||Wellesley, MA||Feb 2013 - Feb 2013||< 1|
|Grant Frieling||Wellesley, MA||Feb 2013 - Feb 2013||< 1|
|Robert Frieling||Wellesley, MA||Nov 2012 - Feb 2013||< 1|
|Santander Securities LLC||Guaynabo, PR||Sep 2012 - Nov 2012||< 1|
|Sovereign Bank||Boston, MA||Apr 2012 - Oct 2012||< 1|
|Lpl||Boston, MA||Jul 2012 - Sep 2012||< 1|
|Sun Life Financial Distributors||Boston, MA||Nov 2007 - Dec 2011||4|
|Sun Life Financial||Boston, MA||Nov 2007 - Dec 2011||4|
|John Hancock Funds, LLC||Boston, MA||Sep 2007 - Nov 2007||< 1|
|Mfs/sun Life Financial Distributors, Inc.||Wellesley Hills, MA||Mar 2004 - Aug 2007||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2002|
|S65||NASAA Investment Advisors Law Examination||Sep 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
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