John Fields, financial advisor Wellesley MA
81 score

John Fields

CRD Number: 4612745
Current Firm: Northwestern Mutual Investment Services,llc

John Fields (CRD# 4612745) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Wellesley, MA and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
The Kraft Group Foxboro, MA Aug 2015 - Current 1
Northwestern Mutual Wealth Management Company Milwaukee, WI Oct 2013 - Current 3
Northwestern Mutual Investment Services, LLC Wellesley, MA Oct 2013 - Current 3
Robert Frieling Wellesley, MA Feb 2013 - Current 3
Northwestern Mutual Investment Services, LLC Wellesley, MA Dec 2012 - Current 4
Paul S Stadfeld Wellesley, MA Feb 2013 - Feb 2013 < 1
Timothy Diminico Wellesley, MA Feb 2013 - Feb 2013 < 1
Jeffrey Daw Wellesley, MA Feb 2013 - Feb 2013 < 1
Peter Milillo Wellesley, MA Feb 2013 - Feb 2013 < 1
Grant Frieling Wellesley, MA Feb 2013 - Feb 2013 < 1
Robert Frieling Wellesley, MA Nov 2012 - Feb 2013 < 1
Santander Securities LLC Guaynabo, PR Sep 2012 - Nov 2012 < 1
Sovereign Bank Boston, MA Apr 2012 - Oct 2012 < 1
Lpl Boston, MA Jul 2012 - Sep 2012 < 1
Sun Life Financial Distributors Boston, MA Nov 2007 - Dec 2011 4
Sun Life Financial Boston, MA Nov 2007 - Dec 2011 4
John Hancock Funds, LLC Boston, MA Sep 2007 - Nov 2007 < 1
Mfs/sun Life Financial Distributors, Inc. Wellesley Hills, MA Mar 2004 - Aug 2007 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2002
S65 NASAA Investment Advisors Law Examination Sep 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for John D. Fields
Phone Number: 866-664-7737
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
81

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