Stephen AllenCRD Number: 4535419
Current Firm: Waddell & Reed
Stephen Allen (CRD# 4535419) is an Investment Advisor Representative working at Waddell & Reed in Wenatchee, WA and has over 15 years of experience in the finance industry.
Cascade Wealth Advisors, Inc.
Stifel, Nicolaus & Company, Incorporated
|Waddell & Reed, Inc.||Wenatchee, WA||Dec 2011 - Current||5|
|Various Insurance Carriers For W&r Insurance Agencies||Leavenworth, WA||Dec 2011 - Current||5|
|Steve Allen||Wenatchee, WA||May 2007 - Current||10|
|Apartment Complex||Leavenworth, WA||Jan 2007 - Current||10|
|Sgsa, Inc.||Leavenworth, WA||Jan 2001 - Current||16|
|Advanced Wealth Management (dba)||Bellingham, WA||Jul 2009 - Jan 2012||2|
|First Allied Advisory Services||Chesterfield, MO||Sep 2010 - Dec 2011||1|
|Greenbook Investment Mgmt||Wenatchee, WA||Sep 2004 - Sep 2010||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2007|
|S65||NASAA Investment Advisors Law Examination||Aug 2001|
Total Assets Under Management18,309MILLIONS
Total Number of Accounts149,599ACCOUNTS
Average Account Value$122,387
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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