Stephen Allen, financial advisor Wenatchee WA
93 score

Stephen Allen

CRD Number: 4535419
Current Firm: Waddell & Reed

Stephen Allen (CRD# 4535419) is an Investment Advisor Representative working at Waddell & Reed in Wenatchee, WA and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Waddell & Reed, Inc. Wenatchee, WA Dec 2011 - Current 5
Various Insurance Carriers For W&r Insurance Agencies Leavenworth, WA Dec 2011 - Current 5
Steve Allen Wenatchee, WA May 2007 - Current 9
Apartment Complex Leavenworth, WA Jan 2007 - Current 9
Sgsa, Inc. Leavenworth, WA Jan 2001 - Current 15
Advanced Wealth Management (dba) Bellingham, WA Jul 2009 - Jan 2012 2
First Allied Advisory Services Chesterfield, MO Sep 2010 - Dec 2011 1
Greenbook Investment Mgmt Wenatchee, WA Sep 2004 - Sep 2010 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2007
S65 NASAA Investment Advisors Law Examination Aug 2001
Contact Info for Stephen G. Allen
Phone Number: 913-236-2000
Firm Website: http://www.waddell.com
Registered State(s):
  • AK
  • CA
  • FL
  • GA
  • ID
  • MI
  • MN
  • NM
  • NC
  • OH
  • VA
  • WA
By the Numbers
  • Total Assets Under Management
    18,309
    MILLIONS
  • Total Number of Accounts
    149,599
    ACCOUNTS
  • Average Account Value
    $122,387
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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