Stephen Cote (CRD# 4365699) is an Investment Advisor Representative working at Cote Financial Management in Wenham, MA and has over 22 years of experience in the finance industry. Stephen Cote has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4257163
Prosperity Wealth Management, Inc.
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| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cote Financial Management | Wenham, MA | Mar 2010 - Current | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2001 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MA
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Total Assets Under Management120MILLIONS
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Total Number of Accounts330ACCOUNTS
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Average Account Value$363,636
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
MA
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