Andrew MortensonCRD Number: 5497477
Current Firm: Thrivent Investment Management Inc.
Compensation Model: Both
Convergence Investment Partners, LLC
Reinhart Partners, Inc.
Harbour Investments, Inc.
|Thrivent Investment Management Inc.||West Bend, WI||Feb 2008 - Current||8|
|Thrivent Financial For Lutherans||Appleton, WI||Feb 2008 - Current||8|
|Vector Marketing||Eau Claire, WI||Jun 2004 - Mar 2008||3|
|Concordia University||Mequon, WI||Aug 2004 - Dec 2007||3|
|Exam Code||Name||Passed Date|
|S7||General Securities Representative Examination (GS)||Mar 2008|
|S66||NASAA Uniform Combined State Law Examination||Mar 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management8,027MILLIONS
Total Number of Accounts36,119ACCOUNTS
Average Account Value$222,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV