Liz Rich, financial advisor West Burlington IA
93 score

Liz Rich

CRD Number: 1823226
Current Firm: Lpl Financial LLC

Liz Rich (CRD# 1823226) is an Investment Advisor Representative working at Lpl Financial LLC in West Burlington, IA and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC West Burlington, IA Feb 2018 - Current < 1
Two Rivers Bank & Trust Burlington, IA Oct 2005 - Current 12
Invest Financial Corp Tampa, FL Oct 2005 - Current 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1993
S65 NASAA Investment Advisors Law Examination Mar 2001
Contact Info for Liz P. Rich
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • AZ
  • CO
  • IL
  • IA
  • KS
  • MO
  • OH
  • OK
  • SD
  • TX
By the Numbers
  • Total Assets Under Management
    117,248
    MILLIONS
  • Total Number of Accounts
    551,780
    ACCOUNTS
  • Average Account Value
    $212,490
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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