Adit SemCRD Number: 5494717
Current Firm: Citizens Securities, Inc.
Adit Sem (CRD# 5494717) is an Investment Advisor Representative working at Citizens Securities, Inc. in West Chester, PA and has over 9 years of experience in the finance industry.
Clothier Springs Capital Management, LLC
Triad Advisors, Inc.
Newbridge Wealth Management
|Cco Investment Services Corp||King Of Prussia, PA||Jul 2011 - Current||5|
|Reliance 1st Capital||Blue Bell, PA||Jul 2010 - Jun 2011||< 1|
|Unemployed||King Of Prussia, PA||Mar 2010 - Jul 2010||< 1|
|Wachovia Securities, LLC||Jenkintown, PA||Mar 2008 - Mar 2010||2|
|Wachovia Bank, N.a.||Jenkintown, PA||Mar 2008 - Mar 2010||2|
|Cssb Funding/guaranteed Home Mortgage/icg Mortgage||Cherry Hill, NJ||Sep 2006 - Feb 2008||1|
|Unemployed||King Of Prussia, PA||May 2006 - Sep 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2008|
|S65||NASAA Investment Advisors Law Examination||Mar 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management27,379MILLIONS
Total Number of Accounts19,253ACCOUNTS
Average Account Value$1,422,068
- A percentage of assets under your management
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KY, LA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV