Robert Carter, financial advisor West Chester PA
66 score

Robert Carter

CRD Number: 871842
Current Firm: Private Advisor Group, LLC

Robert Carter (CRD# 871842) is an Investment Advisor Representative working at Private Advisor Group, LLC in West Chester, PA and has over 24 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Private Advisor Group, LLC Morristown, NJ Dec 2013 - Current 3
Lpl Financial Llc (f.k.a) Linsco/private Ledger Media, PA Aug 2006 - Current 10
Equity Services, Inc. Broomall, PA Aug 1979 - Aug 2006 27
National Life Of Vermont Broomall, PA Sep 1978 - Aug 2006 27
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1992
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Robert J. Carter
Phone Number: 973-538-7010
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    10,642
    MILLIONS
  • Total Number of Accounts
    48,558
    ACCOUNTS
  • Average Account Value
    $219,167
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
66

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