Samuel StroudCRD Number: 1282207
Current Firm: Securian Financial Services, Inc.
Samuel Stroud (CRD# 1282207) is an Investment Advisor Representative working at Securian Financial Services, Inc. in West Chester, PA and has over 33 years of experience in the finance industry. Samuel Stroud has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Clothier Springs Capital Management, LLC
Triad Advisors, Inc.
Sensenig Capital Advisors, Inc.
|Minnesota Life Insurance Co||St. Paul, MN||May 2009 - Current||8|
|Securian Financial Services, Inc.||St. Paul, MN||May 2009 - Current||8|
|Legacy Planning Partners||West Chester, PA||May 2009 - Current||8|
|Bear, Stearns & Company Inc.||Philadelphia, PA||Oct 2008 - Mar 2009||< 1|
|J.p. Morgan Securities Inc.||Philadelphia, PA||Mar 2008 - Mar 2009||1|
|J.p. Morgan Trust Company||Philadelphia, PA||Mar 2008 - Mar 2009||1|
|The Vanguard Group, Inc.||Malvern, PA||Jun 1987 - Mar 2008||20|
|Vanguard Marketing Corporation||Valley Forge, PA||Jun 1987 - Mar 2008||20|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1984|
|S65||NASAA Investment Advisors Law Examination||Nov 1995|
Total Assets Under Management6,627MILLIONS
Total Number of Accounts29,442ACCOUNTS
Average Account Value$225,095
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV