Thomas Ambrose (CRD# 871838) is an Investment Advisor Representative working at Ambrose Wealth Management in Landenberg, PA and has over 39 years of experience in the finance industry.
CRD# 2972218
Lpl Financial LLC
CRD# 6180296
Oppenheimer & Company Inc.
CRD# 6436358
Planning Capital Management Corp.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ambrose Wealth Management | West Chester, PA | Apr 2015 - Current | 9 |
| Eagle Tech Systems | Kennett, PA | Jan 2016 - Mar 2017 | 1 |
| Cambridge Investment Research, Inc. | Fairfield, IA | Jul 2014 - Apr 2015 | < 1 |
| Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Jul 2014 - Apr 2015 | < 1 |
| Prospera Financial Services | Dallas, TX | Nov 2012 - Jun 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1984 |
| S65 | NASAA Investment Advisors Law Examination | Jan 1994 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- PA
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Total Assets Under Management3MILLIONS
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Total Number of Accounts25ACCOUNTS
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Average Account Value$120,000
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
DE, PA
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