Daphne Richards, financial advisor West Conshohocken PA

Daphne Richards

CRD Number: 6677844
Current Firm: Sage Financial Group Inc.

Daphne Richards (CRD# 6677844) is an Investment Advisor Representative working at Sage Financial Group Inc. in West Conshohocken, PA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Sage Financial Group, Inc. West Conshohocken, PA Feb 2020 - Current 4
The Vanguard Group, Inc. Malvern, PA Sep 2018 - Feb 2020 1
Unemployed Lansdale, PA May 2018 - Sep 2018 < 1
Hofstra University Hempstead, NY Aug 2014 - May 2018 3
Hofstra University Photography Lab Hempstead, NY Sep 2017 - Oct 2017 < 1
Jp Morgan Chase & Company Newark, DE Jun 2017 - Aug 2017 < 1
Cliftonlarsonallen Plymouth Meeting, PA Jun 2016 - Aug 2016 < 1
Bonefish Grill North Wales, PA Jun 2015 - Aug 2015 < 1
North Penn High School Lansdale, PA Sep 2011 - Jun 2014 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2018
S66 NASAA Uniform Combined State Law Examination Sep 2019
Contact Info for Daphne A. Richards
Phone Number: 484-342-4400
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    2,702
    MILLIONS
  • Total Number of Accounts
    3,567
    ACCOUNTS
  • Average Account Value
    $757,391
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, CT, DC, DE, FL, IL, MA, MD, NC, NH, NJ, NY, OH, PA, SC, TN, TX, VA

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