Catherine McLaughlin (CRD# 1413851) is an Investment Advisor Representative working at Lpl Financial LLC in West Des Moines, IA and has over 38 years of experience in the finance industry. Catherine McLaughlin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6104973
Black Mammoth LLC
CRD# 6935071
Thrivent Investment Management Inc.
CRD# 4343046
Osaic Wealth, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | West Des Moines, IA | Jul 2021 - Current | 2 |
| Harvest Point Inc. | West Des Moines, IA | Jan 2018 - Jul 2021 | 3 |
| United Investors Life Insurance Company | Birmingham, AL | Jan 2004 - Jul 2021 | 17 |
| Various Insurance Carriers For W & R Insurance Agencies | West Des Moines, IA | Oct 1992 - Jul 2021 | 28 |
| Waddell & Reed, Inc. | W. Des Moines, IA | Sep 1985 - Jul 2021 | 35 |
| American Business Women's Assn | Urbandale, IA | Jul 2013 - Aug 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1985 |
- IA
- TX
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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