Catherine McLaughlinCRD Number: 1413851
Current Firm: Waddell & Reed
Catherine McLaughlin (CRD# 1413851) is an Investment Advisor Representative working at Waddell & Reed in West Des Moines, IA and has over 31 years of experience in the finance industry. Catherine McLaughlin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Iron Horse Wealth Management, LLC
Cliftonlarsonallen Wealth Advisors, LLC
Lpl Financial LLC
|United Investors Life Insurance Company||Birmingham, AL||Jan 2004 - Current||13|
|Various Insurance Carriers For W & R Insurance Agencies||West Des Moines, IA||Oct 1992 - Current||24|
|Waddell & Reed, Inc.||W. Des Moines, IA||Sep 1985 - Current||31|
|American Business Women's Assn||Urbandale, IA||Jul 2013 - Aug 2015||2|
|Dugan & Company||Hamel, MN||Feb 2005 - Dec 2010||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1985|
Total Assets Under Management18,309MILLIONS
Total Number of Accounts149,599ACCOUNTS
Average Account Value$122,387
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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