Daniel SmithCRD Number: 2925723
Current Firm: Arete Wealth Advisors, LLC
Daniel Smith (CRD# 2925723) is an Investment Advisor Representative working at Arete Wealth Advisors, LLC in West Des Moines, IA and has over 24 years of experience in the finance industry.
Thrivent Investment Management Inc.
Fsc Securities Corporation
Foster Group, Inc.
|Arete Wealth Managmement, LLC||Chicago, IL||Feb 2018 - Current||3|
|Insight Tax & Accounting Services, LLC||West Des Moines, IA||Jan 2018 - Current||3|
|Unemployed||Pleasant Hill, IA||Oct 2017 - Dec 2017||< 1|
|Broker Dealer Financial Services||West Des Moines, IA||Oct 2013 - Sep 2017||3|
|Mml Investors Services||West Des Moines, IA||Jun 2011 - Oct 2013||2|
|Mass Mutual Life Insurance Company||West Des Moines, IA||Mar 2011 - Oct 2013||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1997|
Total Assets Under Management1,488MILLIONS
Total Number of Accounts4,656ACCOUNTS
Average Account Value$319,603
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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