Dennis BurnsCRD Number: 4609520
Current Firm: Axa Advisors, LLC
Dennis Burns (CRD# 4609520) is an Investment Advisor Representative working at Axa Advisors, LLC in West Des Moines, IA and has over 14 years of experience in the finance industry.
Iron Horse Wealth Management, LLC
Cliftonlarsonallen Wealth Advisors, LLC
Lpl Financial LLC
|Axa Advisors, LLC||New York, NY||Jul 2013 - Current||4|
|Unemployed||Johnston, IA||Mar 2013 - Jun 2013||< 1|
|The O.n. Equity Sales Company||Cincinnati, OH||Oct 2011 - Feb 2013||1|
|Ohio National Financial Services||Cincinnati, OH||Sep 2011 - Feb 2013||1|
|Mml Investors Services Inc.||West Des Moines, IA||Jun 2007 - Oct 2011||4|
|Mass Mutual Life Insurance Company||West Des Moines, IA||Jun 2007 - Oct 2011||4|
|Unemployed||Johnston, IA||Feb 2007 - May 2007||< 1|
|Waddell & Reed, Inc.||W. Des Moines, IA||Nov 2002 - Jan 2007||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2003|
|S65||NASAA Investment Advisors Law Examination||Jan 2003|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management9,867MILLIONS
Total Number of Accounts40,093ACCOUNTS
Average Account Value$246,096
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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