
Jeffery Hughes (CRD# 2991028) is an Investment Advisor Representative working at Global Retirement Partners LLC in West Des Moines, IA and has over 14 years of experience in the finance industry.
CRD# 4373615
Iron Horse Wealth Management, LLC
Score
103

CRD# 5400733
Cliftonlarsonallen Wealth Advisors, LLC
Score
101
CRD# 4185736
Lpl Financial LLC
Score
100
Company Name | Location | Dates | Years |
---|---|---|---|
Global Retirement Partners, LLC | West Des Moines, IA | May 2017 - Current | < 1 |
Lpl Financial, LLC | West Des Moines, IA | May 2017 - Current | < 1 |
Midwest Heritage Bank | West Des Moines, IA | Mar 2016 - Apr 2017 | 1 |
Securities America Inc. | West Des Moines, IA | Mar 2016 - Apr 2017 | 1 |
Principal Financial Group | Des Moines, IA | Oct 2003 - Feb 2016 | 12 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Apr 2003 |
S66 | NASAA Uniform Combined State Law Examination | Feb 2014 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.
Reported Disclosure Event:- Financial Issue
- IA
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Total Assets Under Management26,371MILLIONS
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Total Number of Accounts4,693ACCOUNTS
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Average Account Value$5,619,285
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, MA, MD, ME, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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