Joshua Rice, financial advisor West Des Moines IA
93 score

Joshua Rice

CRD Number: 4546857
Current Firm: Signator Investors, Inc.

Joshua Rice (CRD# 4546857) is an Investment Advisor Representative working at Signator Investors, Inc. in West Des Moines, IA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Signator Investors, Inc. West Des Moines, IA May 2016 - Current < 1
Transamerica Financial Advisors, Inc. West Des Moines, IA Jul 2014 - Current 2
Financial Decisions Group LLC West Des Moines, IA Jun 2014 - Current 2
New England Securities Cedar Rapids, IA Aug 2011 - Jun 2014 2
Transamerica Financial Advisors Cedar Rapids, IA Nov 2006 - Aug 2011 4
Intersecurities Cedar Rapids, IA Jul 2006 - Jul 2011 5
Aegon Cedar Rapids, IA Nov 2005 - Jul 2011 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2007
S65 NASAA Investment Advisors Law Examination Aug 2012
Contact Info for Joshua P. Rice
Phone Number: 800-543-6611
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    2,196
    MILLIONS
  • Total Number of Accounts
    25,384
    ACCOUNTS
  • Average Account Value
    $86,500
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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