Ryan Swalwell, financial advisor West Des Moines IA
93 score

Ryan Swalwell

CRD Number: 5909448
Current Firm: Principal Securities, Inc.

Ryan Swalwell (CRD# 5909448) is an Investment Advisor Representative working at Principal Securities, Inc. in West Des Moines, IA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Heartland Financial Resource Group Des Moines, IA Sep 2012 - Current 4
Principal Life Insurance Company West Des Moines, IA Oct 2011 - Current 5
Princor Financial Services Corp West Des Moines, IA Apr 2011 - Current 5
Principal Life Insurance Company West Des Moines, IA Jun 2011 - Sep 2011 < 1
Principal International Des Moines, IA Sep 2009 - May 2011 1
Aegon Usa Cedar Rapids, IA May 2008 - Sep 2009 1
Mcgladrey & Pullen Cedar Rapids, IA Sep 2005 - May 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2011
Contact Info for Ryan T. Swalwell
Phone Number: 888-774-6267
Firm Website: http://www.principal.com
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    1,622
    MILLIONS
  • Total Number of Accounts
    15,486
    ACCOUNTS
  • Average Account Value
    $104,766
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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