Sean Stevens, financial advisor Woodstock GA

Sean Stevens

CRD Number: 2426602
Current Firm: Triumph Wealth Advisors, Inc.

Sean Stevens (CRD# 2426602) is an Investment Advisor Representative working at Triumph Wealth Advisors, Inc. in Woodstock, GA and has over 30 years of experience in the finance industry.

Similar Advisors
Daniel Mesa, financial advisor Woodstock GA
Daniel Mesa
CRD# 7069825
Beacon Global Advisor Network, LLC
Similar Advisors
Robby Schultz, CFP®, ChFC®, CPWA®, financial advisor Woodstock GA
Robby Schultz, CFP®, ChFC®, CPWA®
CRD# 5338514
Rollins Financial Advisors, LLC
Similar Advisors
Riley Stephenson, financial advisor Woodstock GA
Riley A. Stephenson
CRD# 5822473
Rockefeller Capital Management
Professional Designations
Company Name Location Dates Years
World Equity Group Arlington Heights, IL Aug 2019 - Current 4
Triumph Wealth Advisors, Inc. Woodstock, GA Oct 2017 - Current 6
Midwest Associates Brokerage Llc Dba Ridgemont Bar Windsor Heights, IN Aug 2008 - Current 15
Midwest Associates, Inc. West Des Moines, IA Oct 1990 - Current 33
Tcm Securities, Inc. Woodstock, GA Oct 2017 - Aug 2019 1
Gradient Securities, LLC Arden Hills, MN Jun 2017 - Sep 2017 < 1
Change Path LLC W. Des Moines, IA Feb 2017 - May 2017 < 1
Gradient Securities, LLC Arden Hills, MN Nov 2014 - Feb 2017 2
Gradient Advisors, LLC Arden Hills, MN Nov 2014 - Feb 2015 < 1
Horter Investment Management, LLC Cincinnati, OH May 2014 - Aug 2014 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1994
S65 NASAA Investment Advisors Law Examination Mar 2001
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Sean R. Stevens
Phone Number: 770-924-9322
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    23
    MILLIONS
  • Total Number of Accounts
    190
    ACCOUNTS
  • Average Account Value
    $123,226
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CO, CT, FL, GA, IA, IN, KS, LA, MA, MD, ME, MO, MS, MT, NC, NE, NH, NJ, NM, OH, PA, SC, TN, TX, VA, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.