Stephanie BollesCRD Number: 4493619
Current Firm: Securities America Advisors, Inc.
Stephanie Bolles (CRD# 4493619) is an Investment Advisor Representative working at Securities America Advisors, Inc. in West Des Moines, IA and has over 16 years of experience in the finance industry. Stephanie Bolles has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Iron Horse Wealth Management, LLC
Cliftonlarsonallen Wealth Advisors, LLC
Lpl Financial LLC
|Securities America Advisors||West Des Moines, IA||Jan 2013 - Current||5|
|Securities America, Inc.||West Des Moines, IA||Jan 2013 - Current||5|
|Securities Service Network||Denver, CO||Apr 2010 - Jan 2013||2|
|Sammons Securities Company LLC||Ann Arbor, MI||Aug 2009 - Apr 2010||< 1|
|Woodbury Financial Services, Inc.||Woodbury, MN||Apr 2003 - Aug 2009||6|
|Simwey Financial||Peoria, IL||Sep 2003 - Mar 2008||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2002|
|S65||NASAA Investment Advisors Law Examination||Jul 2010|
Total Assets Under Management13,433MILLIONS
Total Number of Accounts92,356ACCOUNTS
Average Account Value$145,443
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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