David Masterman, financial advisor West Farmington ME
83 score

David Masterman

CRD Number: 1065586
Current Firm: United Planners' Financial Services Of America A Limited Partner

David Masterman (CRD# 1065586) is an Investment Advisor Representative working at United Planners' Financial Services Of America A Limited Partner in West Farmington, ME and has over 22 years of experience in the finance industry.

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Company Name Location Dates Years
United Planners' Financial Services Scottsdale, AZ Jun 2008 - Current 8
Masterman Farm Avon, ME Jan 2001 - Current 15
Masterman Agency West Farmington, ME Nov 1982 - Current 34
Royal Alliance Associates, Inc. West Farmington, ME Mar 2007 - Jun 2008 1
United Securities Alliance West Farmington, ME Oct 2004 - Mar 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1994
S65 NASAA Investment Advisors Law Examination Dec 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for David C. Masterman
Phone Number: 480-991-0225
Registered State(s):
  • ME
By the Numbers
  • Total Assets Under Management
    1,806
    MILLIONS
  • Total Number of Accounts
    9,587
    ACCOUNTS
  • Average Account Value
    $188,339
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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