Andrew Gombatz, financial advisor West Hartford CT
93 score

Andrew Gombatz

CRD Number: 6037112
Current Firm: Northwestern Mutual Investment Services,llc

Andrew Gombatz (CRD# 6037112) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in West Hartford, CT and has over 4 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC West Hartford, CT Apr 2012 - Current 4
Northwestern Mutual Life Insurance Coompany Milwaukee, WI Mar 2012 - Current 4
Northwestern Mutual Investment Services, LLC West Hartford, CT Jun 2014 - Mar 2016 1
The Hartford Simsbury, CT Jun 2008 - Mar 2012 3
University Of Connecticut Storrs, CT Sep 2004 - May 2008 3
General Electric Plainville, CT Jun 2005 - Oct 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2012
Contact Info for Andrew B. Gombatz
Phone Number: 866-664-7737
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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