Brenda Kelly (CRD# 6192748) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in West Hartford, CT and has over 3 years of experience in the finance industry.
CRD# 4837211
Barron Financial Group, LLP
Score
105
CRD# 5030137
Wealthshape LLC
Score
103
CRD# 1613589
Lpl Financial LLC
Score
103
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Nicholas Stamboulis | West Hartford, CT | Nov 2014 - Current | 2 |
| Northwestern Mutual Investment Services, LLC | Glastonbury, CT | Jul 2014 - Current | 3 |
| John Greer | Glastonbury, CT | Jul 2014 - Nov 2014 | < 1 |
| John Greer | Glastonbury, CT | Nov 2013 - Jul 2014 | < 1 |
| Edward Jones | St Louis, MO | May 2013 - Nov 2013 | < 1 |
| The Zanger Company | Suffield, CT | Jul 2007 - May 2013 | 5 |
| Kelham Polish Pottery | Glastonbury, CT | Apr 2003 - Jul 2007 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Sep 2013 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.
Reported Disclosure Event:- Financial Issue
- CT
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Selection of other advisers (including private fund managers)
- Other
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