Brenda Kelly, financial advisor West Hartford CT
77 score

Brenda Kelly

CRD Number: 6192748
Current Firm: Northwestern Mutual Investment Services,llc

Brenda Kelly (CRD# 6192748) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in West Hartford, CT and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Nicholas Stamboulis West Hartford, CT Nov 2014 - Current 2
Northwestern Mutual Investment Services, LLC Glastonbury, CT Jul 2014 - Current 2
John Greer Glastonbury, CT Jul 2014 - Nov 2014 < 1
John Greer Glastonbury, CT Nov 2013 - Jul 2014 < 1
Edward Jones St Louis, MO May 2013 - Nov 2013 < 1
The Zanger Company Suffield, CT Jul 2007 - May 2013 5
Kelham Polish Pottery Glastonbury, CT Apr 2003 - Jul 2007 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Brenda A. Kelly
Phone Number: 866-664-7737
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
77

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